RedFlag, Allegation and/or Complaint against Zachary Johannes
Disclosure #1 for Zachary Johannes
- Event Date: 5/28/2012
- Disclosure Type: Criminal
- Disclosure Resolution: Final Disposition
- Disclosure Detail :: Criminal Charges :: Charges: Charged with one count of possession of a false identifying document, in violation of N.J.S.A 2C;21-2.1d, and having been advised of the nature of the charge against him and his right to indictment, hereby waives prosecution by indictment.
- Disposition: Dismissed
- Broker Comment: The accusation having considered report of the Pretrial Intervention Program, was completed and dismissed on January 5th, 2016.
Should I file a FINRA complaint against brokers like Zachary Johannes?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally posted on November 17, 2022 @ 9:05 pm