RedFlag, Allegation and/or Complaint against Yesenia Pujols
Disclosure #1 for Yesenia Pujols
- Event Date: 12/7/2012
- Disclosure Type: Financial
- Disclosure Resolution: Final
- Disclosure Detail :: Type: Compromise
- Disposition: Satisfied/Released
- Broker Comment: When the economy took a downturn in 2008, my husband had a short-sale on his individual condo obtained prior to marriage and he also became unemployed that year, which left me responsible for all of our bills combined. I had to sell my property to make ends meet since I no longer received support from his end. When my condo was put on the market, the current market value was not enough to pay the existing loan, so I had to do a short-sale.
Should I file a FINRA complaint against brokers like Yesenia Pujols?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally posted on November 17, 2022 @ 8:57 pm