Yesenia Pujols at U.S. BANCORP INVESTMENTS, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6984296
Yesenia Pujols is an Investment Adviser, associated with U.S. BANCORP INVESTMENTS, INC. located at PASADENA, CA. Yesenia Pujols’s Central Registration Depository (CRD) number is 6984296 and the FINRA Profile can be found at –

Disclosure #1 for Yesenia Pujols

    • Event Date: 12/7/2012
    • Disclosure Type: Financial
    • Disclosure Resolution: Final
    • Disclosure Detail :: Type: Compromise
    • Disposition: Satisfied/Released
    • Broker Comment: When the economy took a downturn in 2008, my husband had a short-sale on his individual condo obtained prior to marriage and he also became unemployed that year, which left me responsible for all of our bills combined. I had to sell my property to make ends meet since I no longer received support from his end. When my condo was put on the market, the current market value was not enough to pay the existing loan, so I had to do a short-sale.
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Should I file a FINRA complaint against brokers like Yesenia Pujols?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by Yesenia Pujols’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About Yesenia Pujols

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Where can I find more details about Yesenia Pujols's Investment Firm?

Visit to read a detailed report for U.S. BANCORP INVESTMENTS, INC.

Are there any disclosures, allegations or complaints filed against Yesenia Pujols?

Yes. There are disclosures, allegations, or complaints filed against Yesenia Pujols. Click here to view all details

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Click here to download a detailed FINRA report for Yesenia Pujols

Is it safe to do business with Yesenia Pujols?

We’re not sure. Please research Yesenia Pujols’s disclosures, allegations and complaints before taking a decision

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Originally posted on November 17, 2022 @ 8:57 pm

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