WILLIAM SCOTT FORTNER at UBS FINANCIAL SERVICES INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 724717
WILLIAM SCOTT FORTNER is an Investment Adviser, associated with UBS FINANCIAL SERVICES INC. located at El Segunda, CA. WILLIAM FORTNER’s Central Registration Depository (CRD) number is 724717 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for WILLIAM FORTNER

    • Event Date: 2/22/1988
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Settled
    • Disclosure Detail :: Allegations: CLIENT (JOSE DE FLORES) ALLEGES UNAUTHORIZED OPTION TRANSACTION IN HIS ACCOUNT DURING THE OCTOBER 1987 CRASH
    • Settlement Amount: $40,000.00
    • Arbitration Claim File Detail: 88-00866
    • Arbitration Docket Number:
    • Broker Comment: PAINEWEBBER SETTLED THE MATTER WITH THE CUSTOMER ON 3/5/90 FOR $40,000 MR. FORTNER WILL CONRIBUTE $20,000 TOWARD SETTLEMENT Not Provided
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Should I file a FINRA complaint against brokers like WILLIAM SCOTT FORTNER?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by WILLIAM SCOTT FORTNER’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About WILLIAM SCOTT FORTNER

What is WILLIAM FORTNER's Central Registration Depository (CRD) Number?

724717

Which firm is WILLIAM SCOTT FORTNER associated with?

UBS FINANCIAL SERVICES INC.

Where is WILLIAM FORTNER located?

2121 Rosecrans Avenue, El Segunda, CA, 90245

Where can I find more details about WILLIAM FORTNER's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/8174 to read a detailed report for UBS FINANCIAL SERVICES INC.

Are there any disclosures, allegations or complaints filed against WILLIAM SCOTT FORTNER?

Yes. There are disclosures, allegations, or complaints filed against WILLIAM SCOTT FORTNER. Click here to view all details

Where can I download a detailed FINRA report for WILLIAM FORTNER?

Click here to download a detailed FINRA report for WILLIAM FORTNER

Is it safe to do business with WILLIAM SCOTT FORTNER?

We’re not sure. Please research WILLIAM FORTNER’s disclosures, allegations and complaints before taking a decision

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Originally posted on November 17, 2022 @ 9:03 pm

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