William Kyle Gantt at EDWARD JONES – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 3195720
William Kyle Gantt is an Investment Adviser, associated with EDWARD JONES located at OPP, AL. William Gantt’s Central Registration Depository (CRD) number is 3195720 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for William Gantt

    • Event Date: 1/19/2016
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Settled
    • Disclosure Detail :: Allegations: The client alleges charges and fees of a protective O share annuity were not disclosed when the annuity was purchased in October 2013.
    • Damage Amount Requested: $5,387.24
    • Settlement Amount: $7,960.93
    • Arbitration Docket Number:
    • Broker Comment: After completion of the firm’s investigation, client’s claim was resolved in the amount of $7,960.93. Financial advisor contributed to the resolution in the amount of $3,980.00.
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Should I file a FINRA complaint against brokers like William Kyle Gantt?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by William Kyle Gantt’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About William Kyle Gantt

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Where can I find more details about William Gantt's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/250 to read a detailed report for EDWARD JONES

Are there any disclosures, allegations or complaints filed against William Kyle Gantt?

Yes. There are disclosures, allegations, or complaints filed against William Kyle Gantt. Click here to view all details

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Click here to download a detailed FINRA report for William Gantt

Is it safe to do business with William Kyle Gantt?

We’re not sure. Please research William Gantt’s disclosures, allegations and complaints before taking a decision

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