WILLIAM DAVID COTTRELL at TRANSAMERICA FINANCIAL ADVISORS, INC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 2229732
WILLIAM DAVID COTTRELL is an Investment Adviser, associated with TRANSAMERICA FINANCIAL ADVISORS, INC located at SO. JORDAN, UT. WILLIAM COTTRELL’s Central Registration Depository (CRD) number is 2229732 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for WILLIAM COTTRELL

    • Event Date: 3/2/2013
    • Disclosure Type: Financial
    • Disclosure Resolution: Final
    • Disclosure Detail :: Type: Compromise
    • Disposition: Satisfied/Released

Disclosure #2 for WILLIAM COTTRELL

      • Event Date: 2/10/2013
      • Disclosure Type: Financial
      • Disclosure Resolution: Final
      • Disclosure Detail :: Type: Compromise
      • Disposition: Satisfied/Released
      • Broker Comment: RECEIVED AN AFORMED MORTGAGE LOAN AGREEMENT IN ORDER TO KEEP HIS HOME AFTER A BANKRUPTCY WAS FILED 07/2011

Disclosure #3 for WILLIAM COTTRELL

      • Event Date: 2/10/2013
      • Disclosure Type: Financial
      • Disclosure Resolution: Final
      • Disclosure Detail :: Type: Compromise
      • Disposition: Satisfied/Released
      • Broker Comment: RECEIVED AN AFORMED MORTGAGE LOAN AGREEMENT IN ORDER TO KEEP HIS HOME AFTER A BANKRUPTCY WAS FILED 07/2011


Should I file a FINRA complaint against brokers like WILLIAM DAVID COTTRELL?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by WILLIAM DAVID COTTRELL’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About WILLIAM DAVID COTTRELL

What is WILLIAM COTTRELL's Central Registration Depository (CRD) Number?

2229732

Which firm is WILLIAM DAVID COTTRELL associated with?

TRANSAMERICA FINANCIAL ADVISORS, INC

Where is WILLIAM COTTRELL located?

10653 S. RIVER FRONT PKWY., SO. JORDAN, UT, 84095

Where can I find more details about WILLIAM COTTRELL's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/16164 to read a detailed report for TRANSAMERICA FINANCIAL ADVISORS, INC

Are there any disclosures, allegations or complaints filed against WILLIAM DAVID COTTRELL?

Yes. There are disclosures, allegations, or complaints filed against WILLIAM DAVID COTTRELL. Click here to view all details

Where can I download a detailed FINRA report for WILLIAM COTTRELL?

Click here to download a detailed FINRA report for WILLIAM COTTRELL

Is it safe to do business with WILLIAM DAVID COTTRELL?

We’re not sure. Please research WILLIAM COTTRELL’s disclosures, allegations and complaints before taking a decision


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