RedFlag, Allegation and/or Complaint against WILLIAM CHARLES KAIRER
Disclosure #1 for WILLIAM KAIRER
- Event Date: 1/12/2015
- Disclosure Type: Financial
- Resolution: Final
- Type: Compromise
- Disposition: ACCOUNT TO BE SETTLED ONCE FINAL PAYMENT IS MADE ON OR BEFORE 3/26/15
- Broker Comment: COMPROMISE AGREED TO ON 1/12/15. FINAL PAYMENT WAS MADE AND AGREEMENT WAS UPDATED AS FULFILLED ON 5/1/15.
Should I file a FINRA complaint against brokers like WILLIAM CHARLES KAIRER?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 9:06 pm