RedFlag, Allegation and/or Complaint against WILLIAM CASEY
Disclosure #1 for WILLIAM CASEY
- Event Date: 11/16/2018
- Disclosure Type: Criminal
- Resolution: Final Disposition
- Criminal Charges :: Charges: Possession of a controlled substance, penalty group 1, <1 gram
- Disposition: Reduced
- Amended Charges: Charge was reduced to a misdemeanor attempt to possess a controlled substance, penalty group 1, <1g
- Amended Charge Type: MISDEMEANOR
- Amended Charge Disposition: Deferred Adjudication
- Broker Comment: I was charged with a felony of possession of a controlled substance, penalty group 1, <1 gram on 11/16/2018 in Dallas, Texas in my freshman year of college. After the initial charge, the charge was reduced to a misdemeanor of attempt to possess a controlled substance, penalty group 1, less than 1 gram upon me waiving my right to a trial. I was placed on deferred adjudication probation 1 year probation, where I completed 80 hours of community service, attended a drug offender education program, completed a substance abuse screening, and was periodically drug tested. I completed all terms of my probation early, and as a result the case was completely dismissed on April 15, 2020 with zero adjudication of guilt.
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Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 9:43 pm