RedFlag, Allegation and/or Complaint against WILLIAM BLAKE THOMPSON
Disclosure #1 for WILLIAM THOMPSON
- Event Date: 4/22/2022
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: Time Frame: March 28th 2022 to April 4th, 2022 The client alleges the FA panicked and made the wrong decision by fire selling some of his holdings with huge losses.
- Damage Amount Requested: $229,602.00
- Arbitration Docket Number:
Should I file a FINRA complaint against brokers like WILLIAM BLAKE THOMPSON?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 9:00 pm