WILLARD LANCE SCOTT at TRANSAMERICA FINANCIAL ADVISORS, INC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 2583080
WILLARD LANCE SCOTT is an Investment Adviser, associated with TRANSAMERICA FINANCIAL ADVISORS, INC located at OREM, UT. WILLARD SCOTT’s Central Registration Depository (CRD) number is 2583080 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for WILLARD SCOTT

    • Event Date: 11/19/2014
    • Disclosure Type: Financial
    • Disclosure Resolution: Final
    • Disclosure Detail :: Type: Compromise
    • Disposition: Satisfied/Released
    • Broker Comment: I HAD 3 [REDACTED AND THE MEDICAL BILLS WERE ENORMOUS. I HAD NO MEDICAL INSURANCE AT THE TIME DUE TO THE GAP PROBLEMS WITH HEALTHCARE. CURRENTLY ON A PAYMENT PLAN.


Should I file a FINRA complaint against brokers like WILLARD LANCE SCOTT?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by WILLARD LANCE SCOTT’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About WILLARD LANCE SCOTT

What is WILLARD SCOTT's Central Registration Depository (CRD) Number?

2583080

Which firm is WILLARD LANCE SCOTT associated with?

TRANSAMERICA FINANCIAL ADVISORS, INC

Where is WILLARD SCOTT located?

493 SOUTH OREM BLVD., OREM, UT, 84058

Where can I find more details about WILLARD SCOTT's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/16164 to read a detailed report for TRANSAMERICA FINANCIAL ADVISORS, INC

Are there any disclosures, allegations or complaints filed against WILLARD LANCE SCOTT?

Yes. There are disclosures, allegations, or complaints filed against WILLARD LANCE SCOTT. Click here to view all details

Where can I download a detailed FINRA report for WILLARD SCOTT?

Click here to download a detailed FINRA report for WILLARD SCOTT

Is it safe to do business with WILLARD LANCE SCOTT?

We’re not sure. Please research WILLARD SCOTT’s disclosures, allegations and complaints before taking a decision


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