Warren Rohde Whitted at MUTUAL OF OMAHA INVESTOR SERVICES, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6975793
Warren Rohde Whitted is an Investment Adviser, associated with MUTUAL OF OMAHA INVESTOR SERVICES, INC. located at OMAHA, NE. Warren Whitted’s Central Registration Depository (CRD) number is 6975793 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for Warren Whitted

    • Event Date: 1/27/2008
    • Disclosure Type: Criminal
    • Disclosure Resolution: Final Disposition
    • Disclosure Detail :: Criminal Charges :: Charges: Class IIIA Felony / Driving While Intoxicated Third Offense
    • Disposition: Amended
    • Amended Charges: Class W Misdemeanor / Driving While Intoxicated Third Offense
    • Amended Charge Type: MISDEMEANOR
    • Amended Charge Disposition: Convicted
See also  Stephanie Dempster at TRADESTATION SECURITIES, INC. - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

Should I file a FINRA complaint against brokers like Warren Rohde Whitted?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by Warren Rohde Whitted’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

See also  COLLIN LARRY RIGLER at RAYMOND JAMES & ASSOCIATES, INC. - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

BrokerAudit.com helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.

Frequently Asked Questions About Warren Rohde Whitted

What is Warren Whitted's Central Registration Depository (CRD) Number?


Which firm is Warren Rohde Whitted associated with?


Where is Warren Whitted located?


Where can I find more details about Warren Whitted's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/611 to read a detailed report for MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Are there any disclosures, allegations or complaints filed against Warren Rohde Whitted?

Yes. There are disclosures, allegations, or complaints filed against Warren Rohde Whitted. Click here to view all details

Where can I download a detailed FINRA report for Warren Whitted?

Click here to download a detailed FINRA report for Warren Whitted

Is it safe to do business with Warren Rohde Whitted?

We’re not sure. Please research Warren Whitted’s disclosures, allegations and complaints before taking a decision

See also  BELA A GAJARY at SECURIAN FINANCIAL SERVICES, INC. - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

Report Inaccuracy

All information displayed on this page is publicly available information under SEC guidelines, in compliance with 5 U.S.C. § 552 (Freedom of Information Act) and 5 U.S.C. § 552a (the Privacy Act) and is published unmodified, as provided by FINRA. BrokerAudit.com does not modify the data and makes no claims regarding its accuracy, nor will entertain any request to remove any entry. The inclusion of a person or entity in the BrokerAudit Database is not intended to suggest or imply that they have engaged in illegal or improper conduct related to FINRA. BrokerAudit.com intends to offer a platform where suspicious activities can be shared and discussed in a secure environment.


Share your experience with this broker

Leave a reply

Broker Audit
Register New Account