W BLAIR SPENCER at EQUITABLE ADVISORS, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 5847932
W BLAIR SPENCER is an Investment Adviser, associated with EQUITABLE ADVISORS, LLC located at LAKEWOOD, CO. W SPENCER’s Central Registration Depository (CRD) number is 5847932 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for W SPENCER

    • Event Date: 7/18/2016
    • Disclosure Type: Customer Dispute
    • Resolution: Denied
    • Allegations: Client alleges misrepresentation in the purchase of a variable annuity in 2013.
    • Arbitration Docket Number:
    • Broker Comment: The Firm found no basis to the customer complaint.

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Should I file a FINRA complaint against brokers like W BLAIR SPENCER?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by W BLAIR SPENCER’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About W BLAIR SPENCER

What is W SPENCER's Central Registration Depository (CRD) Number?

5847932

Which firm is W BLAIR SPENCER associated with?

EQUITABLE ADVISORS, LLC

Where is W SPENCER located?

14143 DENVER WEST PKWY, LAKEWOOD, CO, 80401

Where can I find more details about W SPENCER's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/6627 to read a detailed report for EQUITABLE ADVISORS, LLC

Are there any disclosures, allegations or complaints filed against W BLAIR SPENCER?

Yes. There are disclosures, allegations, or complaints filed against W BLAIR SPENCER. Click here to view all details

Where can I download a detailed FINRA report for W SPENCER?

Click here to download a detailed FINRA report for W SPENCER

Is it safe to do business with W BLAIR SPENCER?

We’re not sure. Please research W SPENCER’s disclosures, allegations and complaints before taking a decision

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