RedFlag, Allegation and/or Complaint against VICTORIA LOWERY
Disclosure #1 for VICTORIA LOWERY
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- Event Date: 7/18/1995
- Disclosure Type: Criminal
- Resolution: Final Disposition
- Criminal Charges :: Charges: THEFT OF PROPERTY. COUNT01: 484 (A) PC MISD -THEFT OF PROPERTY
- Charge Type: MISDEMEANOR
- Disposition: CONVICTED, ORDERED TO PAY RESTITION IN THE AMT OF 100.00. PAYMENT RECEIVED ON 11/28/1995. DEFENDANT ORDERED TO STAY AWAY FROM GLENDALE GALLERIA FOR 1 YEAR AND PLACED ON PROBATION.
- Broker Comment: I WAS A TEENAGER WHO WAS ASSOCIATED WITH THE WRONG CROWD. I AM COMPLETELY EMBARRASSED BY THIS CONVICTION ESPECIALLY BEING THE MOTHER OF 3 CHILDREN. OF COURSE, I HAVE LEARNED FROM THIS SILLY INFRACTION. NO REPEATED OFFENSES HAVE OCCURED THROUGOUT MY LIFETIME. I APPOLOGIZED TO THE COURTS AND TO MY FAMILY. IN ADDITION, MY ASSOCIATES HAVE CHANGED TOO.
Should I file a FINRA complaint against brokers like VICTORIA LOWERY?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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