Valerie Saunders-Jean at PFS INVESTMENTS INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6786140
Valerie Saunders-Jean is an Investment Adviser, associated with PFS INVESTMENTS INC. located at MARGATE, FL. Valerie Saunders-Jean’s Central Registration Depository (CRD) number is 6786140 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for Valerie Saunders-Jean

    • Event Date: 9/24/2013
    • Disclosure Type: Judgment / Lien
    • Disclosure Resolution:
    • Disclosure Detail :: Judgment/Lien Amount: $3,582.02
    • Judgment/Lien Type: Civil
    • Broker Comment: I WAS NOT AWARE THAT THERE WAS A JUDGMENT AGAINST ME. I APPEARED IN COURT TO DENY THE AMOUNT AND GET IT DISMISSED. I DID NOT RECEIVE THE FINAL JUDGMENT.


Should I file a FINRA complaint against brokers like Valerie Saunders-Jean?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by Valerie Saunders-Jean’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
BrokerAudit.com helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.


Frequently Asked Questions About Valerie Saunders-Jean

What is Valerie Saunders-Jean's Central Registration Depository (CRD) Number?

6786140

Which firm is Valerie Saunders-Jean associated with?

PFS INVESTMENTS INC.

Where is Valerie Saunders-Jean located?

441 S STATE ROAD 7, MARGATE, FL, 33068

Where can I find more details about Valerie Saunders-Jean's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/10111 to read a detailed report for PFS INVESTMENTS INC.

Are there any disclosures, allegations or complaints filed against Valerie Saunders-Jean?

Yes. There are disclosures, allegations, or complaints filed against Valerie Saunders-Jean. Click here to view all details

Where can I download a detailed FINRA report for Valerie Saunders-Jean?

Click here to download a detailed FINRA report for Valerie Saunders-Jean

Is it safe to do business with Valerie Saunders-Jean?

We’re not sure. Please research Valerie Saunders-Jean’s disclosures, allegations and complaints before taking a decision


Report Inaccuracy
Disclaimer

All information displayed on this page is publicly available information under SEC guidelines, in compliance with 5 U.S.C. § 552 (Freedom of Information Act) and 5 U.S.C. § 552a (the Privacy Act) and is published unmodified, as provided by FINRA. BrokerAudit.com does not modify the data and makes no claims regarding its accuracy, nor will entertain any request to remove any entry. The inclusion of a person or entity in the BrokerAudit Database is not intended to suggest or imply that they have engaged in illegal or improper conduct related to FINRA. BrokerAudit.com intends to offer a platform where suspicious activities can be shared and discussed in a secure environment.



 

Share your experience with this broker

Leave a reply

Broker Audit
Logo
Register New Account