TROY WILLIAM HOLTEY at WELLS FARGO CLEARING SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6598337
TROY WILLIAM HOLTEY is an Investment Adviser, associated with WELLS FARGO CLEARING SERVICES, LLC located at ABERDEEN, SD. TROY HOLTEY’s Central Registration Depository (CRD) number is 6598337 and the FINRA Profile can be found at –

Disclosure #1 for TROY HOLTEY

    • Event Date: 3/10/1994
    • Disclosure Type: Criminal
    • Resolution: Final Disposition
    • Criminal Charges :: Charges: Possession of altered license
    • Disposition: Pled guilty

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Should I file a FINRA complaint against brokers like TROY WILLIAM HOLTEY?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by TROY WILLIAM HOLTEY’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

See also  PETER TIMOTHY DANILAITIS at WELLS FARGO CLEARING SERVICES, LLC - View Complaints, Disclosures, Scams and Audit Report (Updated 2023) helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.

Frequently Asked Questions About TROY WILLIAM HOLTEY

What is TROY HOLTEY's Central Registration Depository (CRD) Number?


Which firm is TROY WILLIAM HOLTEY associated with?


Where is TROY HOLTEY located?

504 6TH AVE SE, ABERDEEN, SD, 57401

Where can I find more details about TROY HOLTEY's Investment Firm?

Visit to read a detailed report for WELLS FARGO CLEARING SERVICES, LLC

Are there any disclosures, allegations or complaints filed against TROY WILLIAM HOLTEY?

Yes. There are disclosures, allegations, or complaints filed against TROY WILLIAM HOLTEY. Click here to view all details

Where can I download a detailed FINRA report for TROY HOLTEY?

Click here to download a detailed FINRA report for TROY HOLTEY

Is it safe to do business with TROY WILLIAM HOLTEY?

We’re not sure. Please research TROY HOLTEY’s disclosures, allegations and complaints before taking a decision

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Originally posted on November 17, 2022 @ 9:02 pm

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