RedFlag, Allegation and/or Complaint against Trevor Serge Coates
Disclosure #1 for Trevor Coates
- Event Date: 9/23/2010
- Disclosure Type: Criminal
- Resolution: Final Disposition
- Criminal Charges :: Charges: Possession of Drug Paraphernalia
- Disposition: Dismissed Charges: Possession of Marijuana
- Disposition: Reduced
- Amended Charges: Pled guilty to Count 1 Amended Solicitation to Commit Possession of Marijuana for Sale Class 6 Undesignated Felony
- Amended Charge Type: FELONY
- Amended Charge Disposition: Pled guilty Charges: Possession or use of dangerous drug
- Disposition: Dismissed
- Broker Comment: FOR COUNT 1 ON 10/02/2013, THE COURT DESIGNATED COUNT 1 AS A MISDEMEANOR
Should I file a FINRA complaint against brokers like Trevor Serge Coates?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
Frequently Asked Questions About Trevor Serge Coates
What is Trevor Coates's Central Registration Depository (CRD) Number?
Which firm is Trevor Serge Coates associated with?
Where is Trevor Coates located?
Where can I find more details about Trevor Coates's Investment Firm?
Are there any disclosures, allegations or complaints filed against Trevor Serge Coates?
Where can I download a detailed FINRA report for Trevor Coates?
Is it safe to do business with Trevor Serge Coates?
All information displayed on this page is publicly available information under SEC guidelines, in compliance with 5 U.S.C. § 552 (Freedom of Information Act) and 5 U.S.C. § 552a (the Privacy Act) and is published unmodified, as provided by FINRA. BrokerAudit.com does not modify the data and makes no claims regarding its accuracy, nor will entertain any request to remove any entry. The inclusion of a person or entity in the BrokerAudit Database is not intended to suggest or imply that they have engaged in illegal or improper conduct related to FINRA. BrokerAudit.com intends to offer a platform where suspicious activities can be shared and discussed in a secure environment.
Originally reported on November 17, 2022 @ 8:42 pm