RedFlag, Allegation and/or Complaint against Trevor Serge Coates
Disclosure #1 for Trevor Coates
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- Event Date: 9/23/2010
- Disclosure Type: Criminal
- Resolution: Final Disposition
- Criminal Charges :: Charges: Possession of Drug Paraphernalia
- Disposition: Dismissed Charges: Possession of Marijuana
- Disposition: Reduced
- Amended Charges: Pled guilty to Count 1 Amended Solicitation to Commit Possession of Marijuana for Sale Class 6 Undesignated Felony
- Amended Charge Type: FELONY
- Amended Charge Disposition: Pled guilty Charges: Possession or use of dangerous drug
- Disposition: Dismissed
- Broker Comment: FOR COUNT 1 ON 10/02/2013, THE COURT DESIGNATED COUNT 1 AS A MISDEMEANOR
Should I file a FINRA complaint against brokers like Trevor Serge Coates?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 8:42 pm
