TRACY E MILLER at VOYA FINANCIAL ADVISORS, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6011932
TRACY E MILLER is an Investment Adviser, associated with VOYA FINANCIAL ADVISORS, INC. located at MIAMISBURG, OH. TRACY MILLER’s Central Registration Depository (CRD) number is 6011932 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for TRACY MILLER

    • Event Date: 4/24/2013
    • Disclosure Type: Financial
    • Resolution: Final
    • Type: Bankruptcy
    • Disposition: Discharged
    • Broker Comment: IN 2011, I LOST MY JOB. I WAS THE PRIMARY INCOME EARNER IN OUR HOUSEHOLD. IN ADDITION, WE LOST OUR INSURANCE BENEFITS. THE COBRA COVERAGE OFFERED FROM MY PREVIOUS EMPLOYER WAS $1,400/MONTH. AT THE TIME, WE WERE THE PRIMARY CAREGIVERS OF GRANDPARENTS WHO WERE RECENTLY DIAGNOSED WITH EARLY STAGES OF [REDACTED. THEIR CARE REQUIRED BOTH TIME AND FINANCIAL COMMITMENTS TO MOVE THEM FROM A HOME OF 60 YEARS TO THE PROPER CARE FACILITIES. EVENTUALLY, I WAS ABLE TO FIND EMPLOYMENT WHICH PROVIDED THE FLEXIBILITY NEEDED TO CARE FOR OUR GRANDPARENTS; HOWEVER, IT WAS AT A REDUCTION IN INCOME AND OFFERED NO BENEFITS. REALIZING WE HAD AMASSED A LARGE DEBT DURING THIS TIME OF UNEMPLOYMENT AND RECENTLY DISCOVERING OUR HOME WAS APPRAISED AT $30,000 LESS THAN WHAT WE STILL OWED ON OUR MORTGAGE, WE SOUGHT THE ADVICE OF A FINANCIAL COUNSELOR AND ATTORNEY WHO RECOMMENDED FILING CHAPTER 7 BANKRUPTCY. SINCE THIS TIME, WE HAVE CREATED A FINANCIAL PLAN AND WORKED HARD TO REBUILD OUR CREDIT. WE HAVE NO OUTSTANDING DEBT. DESPITE MY PAST FINANCIAL PROBLEMS, I FEEL MY EXPERIENCE AND I HOW I WAS ABLE TO WORK TO A POSITIVE FINANCIAL OUTCOME WILL BE AN ASSET.


Should I file a FINRA complaint against brokers like TRACY E MILLER?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by TRACY E MILLER’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About TRACY E MILLER

What is TRACY MILLER's Central Registration Depository (CRD) Number?

6011932

Which firm is TRACY E MILLER associated with?

VOYA FINANCIAL ADVISORS, INC.

Where is TRACY MILLER located?

10100 INNOVATION DR STE 120, MIAMISBURG, OH, 45342

Where can I find more details about TRACY MILLER's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/2882 to read a detailed report for VOYA FINANCIAL ADVISORS, INC.

Are there any disclosures, allegations or complaints filed against TRACY E MILLER?

Yes. There are disclosures, allegations, or complaints filed against TRACY E MILLER. Click here to view all details

Where can I download a detailed FINRA report for TRACY MILLER?

Click here to download a detailed FINRA report for TRACY MILLER

Is it safe to do business with TRACY E MILLER?

We’re not sure. Please research TRACY MILLER’s disclosures, allegations and complaints before taking a decision


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