RedFlag, Allegation and/or Complaint against TRACIE Alicia Hawkins
Disclosure #1 for TRACIE Hawkins
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- Event Date: 2/28/2013
- Disclosure Type: Financial
- Resolution: Final
- Type: Bankruptcy
- Disposition: Discharged
- Broker Comment: I was laid off in 2008 from my job in Chicago. I was on unemployment for 18 months. After not being able to find a full-time job in Chicago, my husband and I decided to move to St. Louis area where I was offered a full-time job 2011. After two year of trying to get out of debt, we decided to file bankruptcy in February 2013. The bankruptcy was discharged in June 2013 Since filing bankruptcy, I have been paying all my bills on time and as a result have improve my credit. If you have any further questions, please don\u00e2??t hesitate to ask.
Should I file a FINRA complaint against brokers like TRACIE Alicia Hawkins?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally posted on November 17, 2022 @ 9:02 pm
