TRACIE Alicia Hawkins at WELLS FARGO CLEARING SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6550624
TRACIE Alicia Hawkins is an Investment Adviser, associated with WELLS FARGO CLEARING SERVICES, LLC located at ST. LOUIS, MO. TRACIE Hawkins’s Central Registration Depository (CRD) number is 6550624 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for TRACIE Hawkins

    • Event Date: 2/28/2013
    • Disclosure Type: Financial
    • Resolution: Final
    • Type: Bankruptcy
    • Disposition: Discharged
    • Broker Comment: I was laid off in 2008 from my job in Chicago. I was on unemployment for 18 months. After not being able to find a full-time job in Chicago, my husband and I decided to move to St. Louis area where I was offered a full-time job 2011. After two year of trying to get out of debt, we decided to file bankruptcy in February 2013. The bankruptcy was discharged in June 2013 Since filing bankruptcy, I have been paying all my bills on time and as a result have improve my credit. If you have any further questions, please don\u00e2??t hesitate to ask.
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Should I file a FINRA complaint against brokers like TRACIE Alicia Hawkins?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by TRACIE Alicia Hawkins’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About TRACIE Alicia Hawkins

What is TRACIE Hawkins's Central Registration Depository (CRD) Number?

6550624

Which firm is TRACIE Alicia Hawkins associated with?

WELLS FARGO CLEARING SERVICES, LLC

Where is TRACIE Hawkins located?

ONE NORTH JEFFERSON AVENUE, ST. LOUIS, MO, 63103

Where can I find more details about TRACIE Hawkins's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/19616 to read a detailed report for WELLS FARGO CLEARING SERVICES, LLC

Are there any disclosures, allegations or complaints filed against TRACIE Alicia Hawkins?

Yes. There are disclosures, allegations, or complaints filed against TRACIE Alicia Hawkins. Click here to view all details

Where can I download a detailed FINRA report for TRACIE Hawkins?

Click here to download a detailed FINRA report for TRACIE Hawkins

Is it safe to do business with TRACIE Alicia Hawkins?

We’re not sure. Please research TRACIE Hawkins’s disclosures, allegations and complaints before taking a decision

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Originally posted on November 17, 2022 @ 9:02 pm

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