RedFlag, Allegation and/or Complaint against TRACEY LYNN KUHN
Disclosure #1 for TRACEY KUHN
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- Event Date: 10/23/2009
- Disclosure Type: Judgment / Lien
- Disclosure Resolution:
- Disclosure Detail :: Judgment/Lien Amount: $2,125.04
- Judgment/Lien Type: Civil
- Broker Comment: I AM THE PRIMARY PERSON RESPONSIBLE ON THE DEBT BUT MY EX HUSBAND WAS RESPONSIBLE TO PAY THE DEBT. WHEN HE DEFAULTED I RECEIVED NOTICE THAT A JUDGMENT WAS GOING TO BE FILED. I CONTACTED COMPANY TO MAKE A PAYMENT ARRANGEMENT, BUT THEY WOULD NOT STOP THE JUDGMENT FROM BEING FILED. I HAVE AN UN-OFFICIAL PAYMENT ARRANGMENTS FOR $100/MOS. AUTO BANK DRAFT IN WHICH I AM CURRENT. JUDGMENT WILL NOT BE ACTED ON.
Should I file a FINRA complaint against brokers like TRACEY LYNN KUHN?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 7:56 pm
