TODD WALTER GOTTEL at TITAN SECURITIES – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6413779
TODD WALTER GOTTEL is an Investment Adviser, associated with TITAN SECURITIES located at Plano, TX. TODD GOTTEL’s Central Registration Depository (CRD) number is 6413779 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for TODD GOTTEL

    • Event Date: 4/20/2022
    • Disclosure Type: Customer Dispute
    • Resolution: Withdrawn
    • Allegations: CLAIMANT ALLEGES UNSUITABLE RECOMMENDATIONS.
    • Damage Amount Requested: $150,000.00
    • Arbitration Docket Number:
    • Broker Comment: FIRM REVIEW OF THE CLAIMANTS ACCOUNTS REVEALED MR GOTTEL WAS NOT INVOLVED IN THE ALLEGED RECOMMENDATION OF SECURITIES TO THE CLAIMANTS. ALLEGED RECOMMENDATIONS WERE MADE IN THE YEARS 2011-2016 BY WHICH ANOTHER REGISTERED REPRESENTATIVE OF TITAN SECURITIES, WHO IS NO LONGER WITH THE FIRM, ACTED AS THE CLAIMANTS REGISTERED REPRESENTATIVE. MR GOTTEL INHERITED THE CLAIMANTS ACCOUNTS AFTER THE PREVIOUS REGISTERED REPRESENTATIVE RETIRED. >>> MR GOTTEL WAS WITHDRAWN FROM THE ARBITRATION ON 6/9/2022 AND IS NO LONGER A SUBJECT OF THE COMPLAINT. <<<
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Should I file a FINRA complaint against brokers like TODD WALTER GOTTEL?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by TODD WALTER GOTTEL’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About TODD WALTER GOTTEL

What is TODD GOTTEL's Central Registration Depository (CRD) Number?

6413779

Which firm is TODD WALTER GOTTEL associated with?

TITAN SECURITIES

Where is TODD GOTTEL located?

5152 Village Creek Drive, Plano, TX, 75093

Where can I find more details about TODD GOTTEL's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/131392 to read a detailed report for TITAN SECURITIES

Are there any disclosures, allegations or complaints filed against TODD WALTER GOTTEL?

Yes. There are disclosures, allegations, or complaints filed against TODD WALTER GOTTEL. Click here to view all details

Where can I download a detailed FINRA report for TODD GOTTEL?

Click here to download a detailed FINRA report for TODD GOTTEL

Is it safe to do business with TODD WALTER GOTTEL?

We’re not sure. Please research TODD GOTTEL’s disclosures, allegations and complaints before taking a decision

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Originally posted on November 17, 2022 @ 8:48 pm

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