RedFlag, Allegation and/or Complaint against TODD WALTER GOTTEL
Disclosure #1 for TODD GOTTEL
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- Event Date: 4/20/2022
- Disclosure Type: Customer Dispute
- Resolution: Withdrawn
- Allegations: CLAIMANT ALLEGES UNSUITABLE RECOMMENDATIONS.
- Damage Amount Requested: $150,000.00
- Arbitration Docket Number:
- Broker Comment: FIRM REVIEW OF THE CLAIMANTS ACCOUNTS REVEALED MR GOTTEL WAS NOT INVOLVED IN THE ALLEGED RECOMMENDATION OF SECURITIES TO THE CLAIMANTS. ALLEGED RECOMMENDATIONS WERE MADE IN THE YEARS 2011-2016 BY WHICH ANOTHER REGISTERED REPRESENTATIVE OF TITAN SECURITIES, WHO IS NO LONGER WITH THE FIRM, ACTED AS THE CLAIMANTS REGISTERED REPRESENTATIVE. MR GOTTEL INHERITED THE CLAIMANTS ACCOUNTS AFTER THE PREVIOUS REGISTERED REPRESENTATIVE RETIRED. >>> MR GOTTEL WAS WITHDRAWN FROM THE ARBITRATION ON 6/9/2022 AND IS NO LONGER A SUBJECT OF THE COMPLAINT. <<<
Should I file a FINRA complaint against brokers like TODD WALTER GOTTEL?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally posted on November 17, 2022 @ 8:48 pm
