RedFlag, Allegation and/or Complaint against TODD DAVIS HARDING
Disclosure #1 for TODD HARDING
- Event Date: 1/19/2015
- Disclosure Type: Financial
- Disclosure Resolution: Final
- Disclosure Detail :: Type: Compromise
- Disposition: Program Completed
- Broker Comment: TWO YEARS AGO, THE COMPANY TAKING OVER THE FOLLOWING CONTRACT AT WORK REDUCED OUR PAY BY 25%. AFTER TWO YEARS, IT BECAME OBVIOUS THAT I COULD REACH A COMPROMISE WITH CREDITORS OR GO BANKRUPT. COMPROMISES WERE REACHED WITH CREDITORS AND WERE PAID OFF BY TAKING AN UNSECURED LOAN FOR THE AMOUNT AGREED UPON. CREDIT REPORT SHOULD SHOW THAT THE DEBTS HAVE BEEN SATISFIED.
Should I file a FINRA complaint against brokers like TODD DAVIS HARDING?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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