TOBIE SHAWN FLORES at STATE FARM VP MANAGEMENT CORP. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 4687470
TOBIE SHAWN FLORES is an Investment Adviser, associated with STATE FARM VP MANAGEMENT CORP. located at TEMPE, AZ. TOBIE FLORES’s Central Registration Depository (CRD) number is 4687470 and the FINRA Profile can be found at –

Disclosure #1 for TOBIE FLORES

    • Event Date: 1/11/2022
    • Disclosure Type: Judgment / Lien
    • Disclosure Resolution:
    • Disclosure Detail :: Judgment/Lien Amount: $13,186.56
    • Judgment/Lien Type: Tax
    • Broker Comment: There were three amounts for three separate quarterly payroll tax filings for quarter 2 – 2020, quarter 2 – 2021 and quarter 3 – 2021. All quarterly tax filings are done through ADP and filing transmissions were done accurately. No other quarters are missing. There appears to be some sort of id error on the part of the IRS. Currently working to provide additional proof of payments made.
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Should I file a FINRA complaint against brokers like TOBIE SHAWN FLORES?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by TOBIE SHAWN FLORES’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About TOBIE SHAWN FLORES

What is TOBIE FLORES's Central Registration Depository (CRD) Number?


Which firm is TOBIE SHAWN FLORES associated with?


Where is TOBIE FLORES located?


Where can I find more details about TOBIE FLORES's Investment Firm?

Visit to read a detailed report for STATE FARM VP MANAGEMENT CORP.

Are there any disclosures, allegations or complaints filed against TOBIE SHAWN FLORES?

Yes. There are disclosures, allegations, or complaints filed against TOBIE SHAWN FLORES. Click here to view all details

Where can I download a detailed FINRA report for TOBIE FLORES?

Click here to download a detailed FINRA report for TOBIE FLORES

Is it safe to do business with TOBIE SHAWN FLORES?

We’re not sure. Please research TOBIE FLORES’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 9:01 pm

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