Timothy Heniff at UBS SECURITIES LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 1358862
Timothy Heniff is an Investment Adviser, associated with UBS SECURITIES LLC located at NEW YORK, NY. Timothy Heniff’s Central Registration Depository (CRD) number is 1358862 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for Timothy Heniff

    • Event Date: 1/9/2013
    • Disclosure Type: Financial
    • Resolution: Final
    • Type: Bankruptcy
    • Disposition: Discharged


Should I file a FINRA complaint against brokers like Timothy Heniff?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

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Update - 2022.11.15If you have suffered investment losses that may have been caused by Timothy Heniff’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About Timothy Heniff

What is Timothy Heniff's Central Registration Depository (CRD) Number?

1358862

Which firm is Timothy Heniff associated with?

UBS SECURITIES LLC

Where is Timothy Heniff located?

1285 AVENUE OF THE AMERICAS, NEW YORK, NY, 10019

Where can I find more details about Timothy Heniff's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/7654 to read a detailed report for UBS SECURITIES LLC

Are there any disclosures, allegations or complaints filed against Timothy Heniff?

Yes. There are disclosures, allegations, or complaints filed against Timothy Heniff. Click here to view all details

Where can I download a detailed FINRA report for Timothy Heniff?

Click here to download a detailed FINRA report for Timothy Heniff

Is it safe to do business with Timothy Heniff?

We’re not sure. Please research Timothy Heniff’s disclosures, allegations and complaints before taking a decision


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Originally posted on November 17, 2022 @ 9:04 pm

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