THOMAS MICHAEL WHITE at VANGUARD MARKETING CORPORATION – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6123649
THOMAS MICHAEL WHITE is an Investment Adviser, associated with VANGUARD MARKETING CORPORATION located at MALVERN, PA. THOMAS WHITE’s Central Registration Depository (CRD) number is 6123649 and the FINRA Profile can be found at –

Disclosure #1 for THOMAS WHITE

    • Event Date: 11/8/2015
    • Disclosure Type: Customer Dispute
    • Resolution: Closed-No Action
    • Allegations: Client alleges that the representative misrepresented the dates that the client’s transfer of assets would take place. This caused the client a loss.
    • Damage Amount Requested: $5,965.88
    • Arbitration Docket Number:
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Should I file a FINRA complaint against brokers like THOMAS MICHAEL WHITE?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by THOMAS MICHAEL WHITE’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About THOMAS MICHAEL WHITE

What is THOMAS WHITE's Central Registration Depository (CRD) Number?


Which firm is THOMAS MICHAEL WHITE associated with?


Where is THOMAS WHITE located?


Where can I find more details about THOMAS WHITE's Investment Firm?

Visit to read a detailed report for VANGUARD MARKETING CORPORATION

Are there any disclosures, allegations or complaints filed against THOMAS MICHAEL WHITE?

Yes. There are disclosures, allegations, or complaints filed against THOMAS MICHAEL WHITE. Click here to view all details

Where can I download a detailed FINRA report for THOMAS WHITE?

Click here to download a detailed FINRA report for THOMAS WHITE

Is it safe to do business with THOMAS MICHAEL WHITE?

We’re not sure. Please research THOMAS WHITE’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 9:07 pm

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