Thomas Jeffrey Knox at AXOS CLEARING LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 2483266
Thomas Jeffrey Knox is an Investment Adviser, associated with AXOS CLEARING LLC located at Omaha, NE. Thomas Knox’s Central Registration Depository (CRD) number is 2483266 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for Thomas Knox

    • Event Date: 12/27/2012
    • Disclosure Type: Financial
    • Disclosure Resolution: Final
    • Disclosure Detail :: Type: Bankruptcy
    • Disposition: Discharged
    • Broker Comment: Bankruptcy was the result of medical bills, divorce, and child support while unemployed and uninsured.
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Should I file a FINRA complaint against brokers like Thomas Jeffrey Knox?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by Thomas Jeffrey Knox’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About Thomas Jeffrey Knox

What is Thomas Knox's Central Registration Depository (CRD) Number?

2483266

Which firm is Thomas Jeffrey Knox associated with?

AXOS CLEARING LLC

Where is Thomas Knox located?

15950 West Dodge Road, Omaha, NE, 68118

Where can I find more details about Thomas Knox's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/117176 to read a detailed report for AXOS CLEARING LLC

Are there any disclosures, allegations or complaints filed against Thomas Jeffrey Knox?

Yes. There are disclosures, allegations, or complaints filed against Thomas Jeffrey Knox. Click here to view all details

Where can I download a detailed FINRA report for Thomas Knox?

Click here to download a detailed FINRA report for Thomas Knox

Is it safe to do business with Thomas Jeffrey Knox?

We’re not sure. Please research Thomas Knox’s disclosures, allegations and complaints before taking a decision

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