THOMAS CODY JONES at WELLS FARGO CLEARING SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 7548093
THOMAS CODY JONES is an Investment Adviser, associated with WELLS FARGO CLEARING SERVICES, LLC located at GLENVIEW, IL. THOMAS JONES’s Central Registration Depository (CRD) number is 7548093 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for THOMAS JONES

    • Event Date: 12/15/2014
    • Disclosure Type: Criminal
    • Disclosure Resolution: Final Disposition
    • Disclosure Detail :: Criminal Charges :: Charges: Criminal Trespass – While intoxicated I mistakenly entered into my neighbor’s home and not into what I thought was my new rental home.
    • Disposition: Dismissed
    • Broker Comment: This charge was dismissed without prejudice.


Should I file a FINRA complaint against brokers like THOMAS CODY JONES?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by THOMAS CODY JONES’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About THOMAS CODY JONES

What is THOMAS JONES's Central Registration Depository (CRD) Number?

7548093

Which firm is THOMAS CODY JONES associated with?

WELLS FARGO CLEARING SERVICES, LLC

Where is THOMAS JONES located?

1380 PATRIOT BLVD, GLENVIEW, IL, 60026

Where can I find more details about THOMAS JONES's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/19616 to read a detailed report for WELLS FARGO CLEARING SERVICES, LLC

Are there any disclosures, allegations or complaints filed against THOMAS CODY JONES?

Yes. There are disclosures, allegations, or complaints filed against THOMAS CODY JONES. Click here to view all details

Where can I download a detailed FINRA report for THOMAS JONES?

Click here to download a detailed FINRA report for THOMAS JONES

Is it safe to do business with THOMAS CODY JONES?

We’re not sure. Please research THOMAS JONES’s disclosures, allegations and complaints before taking a decision


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