THOMAS A PERKS at VANGUARD MARKETING CORPORATION – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 2215390
THOMAS A PERKS is an Investment Adviser, associated with VANGUARD MARKETING CORPORATION located at MALVERN, PA. THOMAS PERKS’s Central Registration Depository (CRD) number is 2215390 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for THOMAS PERKS

    • Event Date: 5/9/2017
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Settled
    • Disclosure Detail :: Allegations: The clients allege that they should have been given knowledge regarding the impact that would result from changes made to their 401(k) plan.
    • Settlement Amount: $45,885.00
    • Arbitration Docket Number:
    • Broker Comment: AFTER RESEARCH BY THE FIRM, THE FIRM FOUND THAT THE REPRESENTATIVE’S ACTIONS WERE APPROPRIATE. THE SETTLEMENT IS NOT INDICATIVE OF ANY WRONGDOING.
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Should I file a FINRA complaint against brokers like THOMAS A PERKS?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by THOMAS A PERKS’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About THOMAS A PERKS

What is THOMAS PERKS's Central Registration Depository (CRD) Number?

2215390

Which firm is THOMAS A PERKS associated with?

VANGUARD MARKETING CORPORATION

Where is THOMAS PERKS located?

100 VANGUARD BLVD, MALVERN, PA, 19355

Where can I find more details about THOMAS PERKS's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/7452 to read a detailed report for VANGUARD MARKETING CORPORATION

Are there any disclosures, allegations or complaints filed against THOMAS A PERKS?

Yes. There are disclosures, allegations, or complaints filed against THOMAS A PERKS. Click here to view all details

Where can I download a detailed FINRA report for THOMAS PERKS?

Click here to download a detailed FINRA report for THOMAS PERKS

Is it safe to do business with THOMAS A PERKS?

We’re not sure. Please research THOMAS PERKS’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 9:30 pm

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