Theodore Albert Manly at NYLIFE SECURITIES LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6718835
Theodore Albert Manly is an Investment Adviser, associated with NYLIFE SECURITIES LLC located at PONTE VEDRA BEACH, FL. Theodore Manly’s Central Registration Depository (CRD) number is 6718835 and the FINRA Profile can be found at –

Disclosure #1 for Theodore Manly

    • Event Date: 6/15/2021
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Settled
    • Disclosure Detail :: Allegations: Customer alleges that he was misled when he was assured that the liquidation of his mutual fund shares to purchase a variable annuity in December 2020 would not create a taxable event. Client seeks reimbursement of accountant fees and taxes paid.
    • Damage Amount Requested: $5,032.00
    • Settlement Amount: $5,032.00
    • Arbitration Docket Number:
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Should I file a FINRA complaint against brokers like Theodore Albert Manly?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by Theodore Albert Manly’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About Theodore Albert Manly

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Visit to read a detailed report for NYLIFE SECURITIES LLC

Are there any disclosures, allegations or complaints filed against Theodore Albert Manly?

Yes. There are disclosures, allegations, or complaints filed against Theodore Albert Manly. Click here to view all details

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Is it safe to do business with Theodore Albert Manly?

We’re not sure. Please research Theodore Manly’s disclosures, allegations and complaints before taking a decision

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