RedFlag, Allegation and/or Complaint against TERRELL ROMEL TATE
Disclosure #1 for TERRELL TATE
- Event Date: 9/21/2012
- Disclosure Type: Financial
- Disclosure Resolution: Final
- Disclosure Detail :: Type: Bankruptcy
- Disposition: Discharged
- Broker Comment: MY WIFE HAD [REDACTED SURGERY IN AUGUST 2012. SINCE SHE WAS NOT ABLE TO WALK OR STAND FOR EXTENDED PERIODS OF TIME CAUSED HER UNABLE TO RETURN TO WORK. THIS EFFECTED MY ABILITY TO PAY ALL OUR BILLS. WHICH RESULTED IN US GETTING BEHIND ON OUR BILLS.
Should I file a FINRA complaint against brokers like TERRELL ROMEL TATE?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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