RedFlag, Allegation and/or Complaint against TANYA SCHREIBER HAMMERSMITH
Disclosure #1 for TANYA HAMMERSMITH
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- Event Date: 6/16/2004
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Settled
- Disclosure Detail :: Allegations: WITH REGARD TO THE PURCHASE OF A VARIABLE ANNUITY IN DECEMBER 2003, THE CUSTOMER ALLEGES THAT THE POLICY WAS NOT SUITABLE AND SUBJECTED HER TO SUBSTANTIAL TAX PENALTIES. NO SPECIFIC DAMAGE AMOUNT WAS ALLEGED.
- Settlement Amount: $100.00
- Arbitration Docket Number:
- Broker Comment: PURSUANT TO THE SETTLEMENT AND IN ACCORDANCE WITH THE CONTRACTUAL TERMS OF THE POLICY THE COMPANY WAIVED SURRENDER CHARGES OF $4,874.51.
Should I file a FINRA complaint against brokers like TANYA SCHREIBER HAMMERSMITH?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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