TAMI LYNN CALE at UBS FINANCIAL SERVICES INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 3156292
TAMI LYNN CALE is an Investment Adviser, associated with UBS FINANCIAL SERVICES INC. located at WEEHAWKEN, NJ. TAMI CALE’s Central Registration Depository (CRD) number is 3156292 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for TAMI CALE

    • Event Date: 6/19/2009
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Dismissed
    • Damage Amount Requested: $40,000.00
    • Arbitration Docket Number: 09-01943
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Should I file a FINRA complaint against brokers like TAMI LYNN CALE?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by TAMI LYNN CALE’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About TAMI LYNN CALE

What is TAMI CALE's Central Registration Depository (CRD) Number?


Which firm is TAMI LYNN CALE associated with?


Where is TAMI CALE located?


Where can I find more details about TAMI CALE's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/8174 to read a detailed report for UBS FINANCIAL SERVICES INC.

Are there any disclosures, allegations or complaints filed against TAMI LYNN CALE?

Yes. There are disclosures, allegations, or complaints filed against TAMI LYNN CALE. Click here to view all details

Where can I download a detailed FINRA report for TAMI CALE?

Click here to download a detailed FINRA report for TAMI CALE

Is it safe to do business with TAMI LYNN CALE?

We’re not sure. Please research TAMI CALE’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 9:04 pm

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