SYREETA MONIQUE KITCHEN-DUKES at VANGUARD MARKETING CORPORATION – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 5421605
SYREETA MONIQUE KITCHEN-DUKES is an Investment Adviser, associated with VANGUARD MARKETING CORPORATION located at CHARLOTTE, NC. SYREETA KITCHEN-DUKES’s Central Registration Depository (CRD) number is 5421605 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for SYREETA KITCHEN-DUKES

    • Event Date: 11/8/2013
    • Disclosure Type: Judgment / Lien
    • Resolution:
    • Judgment/Lien Amount: $2,000.00
    • Judgment/Lien Type: Civil
    • Broker Comment: IN MARCH OF 2012 MY HUSBAND LOST HIS JOB WHICH CAUSED AN EXTREME FINANCIAL DEFICIT IN OUR HOUSEHOLD. WE HAD JUST PURCHASED OUR HOME A YEAR PRIOR AND HAD QUICKLY BEGUN TO FALL BEHIND IN PAYMENTS OF MANY OF OUR FINANCIAL OBLIGATIONS. MY HUSBANDS CASE FOR UNEMPLOYMENT WAS CONTINUOUSLY DENIED REGARDLESS OF THE EVIDENCE, AND THE FINANCIAL STRAIN BECAME MORE SEVERE AS TIME WENT BY. WE HAD TO CHOOSE BETWEEN SAVING OUR HOME AND BEING ABLE TO FEED OUR CHILDREN AND UNFORTUNATELY JUST DID NOT HAVE THE MONEY TO PAY OUR CREDIT CARD BILLS. I HAD ATTEMPTED TO WORK OUT AN ARRANGEMENT WITH CITIBANK BUT THEY REFUSED TO ACCEPT THE AMOUNT WE COULD AFFORD. I HAVE SINCE CONTACTED AN ATTORNEY AND AM IN THE PROCESS OF TRYING TO NEGOTIATE A PAYMENT ARRANGEMENT TO SATISFY THE JUDGMENT. THE ATTORNEY IS STILL WAITING FOR A RESPONSE FROM CITIBANK ON THE ACTUAL AMOUNT OF THE JUDGMENT. PLEASE NOTE, THE ABOVE AMOUNT WAS THE AMOUNT OF THE CREDIT CARD LIMIT BUT I AM SURE IS NOT THE AMOUNT OF THE JUDGMENT.
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Should I file a FINRA complaint against brokers like SYREETA MONIQUE KITCHEN-DUKES?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by SYREETA MONIQUE KITCHEN-DUKES’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About SYREETA MONIQUE KITCHEN-DUKES

What is SYREETA KITCHEN-DUKES's Central Registration Depository (CRD) Number?

5421605

Which firm is SYREETA MONIQUE KITCHEN-DUKES associated with?

VANGUARD MARKETING CORPORATION

Where is SYREETA KITCHEN-DUKES located?

2525 WATER RIDGE PARKWAY, CHARLOTTE, NC, 28217

Where can I find more details about SYREETA KITCHEN-DUKES's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/7452 to read a detailed report for VANGUARD MARKETING CORPORATION

Are there any disclosures, allegations or complaints filed against SYREETA MONIQUE KITCHEN-DUKES?

Yes. There are disclosures, allegations, or complaints filed against SYREETA MONIQUE KITCHEN-DUKES. Click here to view all details

Where can I download a detailed FINRA report for SYREETA KITCHEN-DUKES?

Click here to download a detailed FINRA report for SYREETA KITCHEN-DUKES

Is it safe to do business with SYREETA MONIQUE KITCHEN-DUKES?

We’re not sure. Please research SYREETA KITCHEN-DUKES’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 9:07 pm

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