SYLVIA O PREMPEH at WELLS FARGO CLEARING SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 4020871
SYLVIA O PREMPEH is an Investment Adviser, associated with WELLS FARGO CLEARING SERVICES, LLC located at COVINGTON, GA. SYLVIA PREMPEH’s Central Registration Depository (CRD) number is 4020871 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for SYLVIA PREMPEH

    • Event Date: 3/13/2004
    • Disclosure Type: Criminal
    • Disclosure Resolution: Final Disposition
    • Disclosure Detail :: Criminal Charges :: Charges: 1- THEFT BY SHOPLIFTING,MISDEMEANOR,NOT GUILTY.2-THEFT BY TAKING, MISDEMEANOR,NOT GUILTY.3-CRIMINAL TRESPASS, MISDEMEANOR, NOT GUILTY.
    • Charge Type: MISDEMEANOR
    • Disposition: ALL CHARGES WERE DISMISSED ON 05/17/2005.
    • Broker Comment: THE INCIDENT ARISED AT TJ MAXX WHERE I PRESENTED A BAG WITH SOME ITEMS AND SOME NEW PURCHASES TO THE CASHIER AND THE CASHIER FAILED TO CHARGE ME FOR ONE OF THE ITEMS IN THE BAG. WHEN CHECKED UPON LEAVING THE STORE, A $29.00 PAIR OF SHOES IN THE BAG WAS NOT INCLUDED ON MY RECIEPT.THESE SHOES HAD BEEN GIVEN TO THE CASHIER AND THE CASHIER FAILED TO CHARGE ME FOR THEM. I PAID THE TOTAL BY THE CASHIER AFTER SHE HAD COMPLETED THE RETURN. THE STORE SECURITY INSISTED ON THAT I AGREE TO SHOPLIFTING WITHOUT TALKING TO THE CASHIER WHO ACTUALLY DID NOT RING THE ITEM UP. THE COURTS TOOK THE CASE ON AND FOUND THAT I DID NOT SHOPLIFT.
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Should I file a FINRA complaint against brokers like SYLVIA O PREMPEH?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by SYLVIA O PREMPEH’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About SYLVIA O PREMPEH

What is SYLVIA PREMPEH's Central Registration Depository (CRD) Number?

4020871

Which firm is SYLVIA O PREMPEH associated with?

WELLS FARGO CLEARING SERVICES, LLC

Where is SYLVIA PREMPEH located?

11160 HIGHWAY 142 N, COVINGTON, GA, 30014

Where can I find more details about SYLVIA PREMPEH's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/19616 to read a detailed report for WELLS FARGO CLEARING SERVICES, LLC

Are there any disclosures, allegations or complaints filed against SYLVIA O PREMPEH?

Yes. There are disclosures, allegations, or complaints filed against SYLVIA O PREMPEH. Click here to view all details

Where can I download a detailed FINRA report for SYLVIA PREMPEH?

Click here to download a detailed FINRA report for SYLVIA PREMPEH

Is it safe to do business with SYLVIA O PREMPEH?

We’re not sure. Please research SYLVIA PREMPEH’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 9:39 pm

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