RedFlag, Allegation and/or Complaint against SYLVIA O PREMPEH
Disclosure #1 for SYLVIA PREMPEH
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- Event Date: 3/13/2004
- Disclosure Type: Criminal
- Disclosure Resolution: Final Disposition
- Disclosure Detail :: Criminal Charges :: Charges: 1- THEFT BY SHOPLIFTING,MISDEMEANOR,NOT GUILTY.2-THEFT BY TAKING, MISDEMEANOR,NOT GUILTY.3-CRIMINAL TRESPASS, MISDEMEANOR, NOT GUILTY.
- Charge Type: MISDEMEANOR
- Disposition: ALL CHARGES WERE DISMISSED ON 05/17/2005.
- Broker Comment: THE INCIDENT ARISED AT TJ MAXX WHERE I PRESENTED A BAG WITH SOME ITEMS AND SOME NEW PURCHASES TO THE CASHIER AND THE CASHIER FAILED TO CHARGE ME FOR ONE OF THE ITEMS IN THE BAG. WHEN CHECKED UPON LEAVING THE STORE, A $29.00 PAIR OF SHOES IN THE BAG WAS NOT INCLUDED ON MY RECIEPT.THESE SHOES HAD BEEN GIVEN TO THE CASHIER AND THE CASHIER FAILED TO CHARGE ME FOR THEM. I PAID THE TOTAL BY THE CASHIER AFTER SHE HAD COMPLETED THE RETURN. THE STORE SECURITY INSISTED ON THAT I AGREE TO SHOPLIFTING WITHOUT TALKING TO THE CASHIER WHO ACTUALLY DID NOT RING THE ITEM UP. THE COURTS TOOK THE CASE ON AND FOUND THAT I DID NOT SHOPLIFT.
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Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 9:39 pm