STEVEN PAUL JOHNSON at SAGEPOINT FINANCIAL, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 5016574
STEVEN PAUL JOHNSON is an Investment Adviser, associated with SAGEPOINT FINANCIAL, INC. located at PHOENIX, AZ. STEVEN JOHNSON’s Central Registration Depository (CRD) number is 5016574 and the FINRA Profile can be found at –

Disclosure #1 for STEVEN JOHNSON

    • Event Date: 2/8/1998
    • Disclosure Type: Criminal
    • Resolution: Final Disposition
    • Criminal Charges :: Charges: POSSESSION OF MARIJUANA, CL6F AND PODP, CL6F
    • Disposition: Reduced
    • Amended Charge Type: MISDEMEANOR
    • Amended Charge Disposition: FINE & COMMUNITY SERVICE
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Should I file a FINRA complaint against brokers like STEVEN PAUL JOHNSON?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by STEVEN PAUL JOHNSON’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About STEVEN PAUL JOHNSON

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Where can I find more details about STEVEN JOHNSON's Investment Firm?

Visit to read a detailed report for SAGEPOINT FINANCIAL, INC.

Are there any disclosures, allegations or complaints filed against STEVEN PAUL JOHNSON?

Yes. There are disclosures, allegations, or complaints filed against STEVEN PAUL JOHNSON. Click here to view all details

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Click here to download a detailed FINRA report for STEVEN JOHNSON

Is it safe to do business with STEVEN PAUL JOHNSON?

We’re not sure. Please research STEVEN JOHNSON’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 8:33 pm

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