STEVEN P MARTINUCCI at PFS INVESTMENTS INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 4126970
STEVEN P MARTINUCCI is an Investment Adviser, associated with PFS INVESTMENTS INC. located at SARASOTA, FL. STEVEN MARTINUCCI’s Central Registration Depository (CRD) number is 4126970 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for STEVEN MARTINUCCI

    • Event Date: 8/6/2004
    • Disclosure Type: Customer Dispute
    • Disclosure Resolution: Settled
    • Disclosure Detail :: Allegations: [CUSTOMRE ALLEGED THAT MY RECOMMENDATION OF THE VARIABLE ANNUITY WAS UNSUITABLE FOR HIM DUE TO ITS LONG-TERM NATURE. HOWEVER, I EXPLAINED TO HIM THE LONG-TERM NATURE OF THE PRODUCT AT THE TIME OF THE SALE.
    • Damage Amount Requested: $1,558.96
    • Settlement Amount: $20,162.46
    • Arbitration Docket Number:
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Should I file a FINRA complaint against brokers like STEVEN P MARTINUCCI?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by STEVEN P MARTINUCCI’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About STEVEN P MARTINUCCI

What is STEVEN MARTINUCCI's Central Registration Depository (CRD) Number?

4126970

Which firm is STEVEN P MARTINUCCI associated with?

PFS INVESTMENTS INC.

Where is STEVEN MARTINUCCI located?

5602 MARQUESAS CIR, SARASOTA, FL, 34233

Where can I find more details about STEVEN MARTINUCCI's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/10111 to read a detailed report for PFS INVESTMENTS INC.

Are there any disclosures, allegations or complaints filed against STEVEN P MARTINUCCI?

Yes. There are disclosures, allegations, or complaints filed against STEVEN P MARTINUCCI. Click here to view all details

Where can I download a detailed FINRA report for STEVEN MARTINUCCI?

Click here to download a detailed FINRA report for STEVEN MARTINUCCI

Is it safe to do business with STEVEN P MARTINUCCI?

We’re not sure. Please research STEVEN MARTINUCCI’s disclosures, allegations and complaints before taking a decision

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