STEPHANIE ANN DERZANOVICH at WELLS FARGO CLEARING SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6644144
STEPHANIE ANN DERZANOVICH is an Investment Adviser, associated with WELLS FARGO CLEARING SERVICES, LLC located at JOHNSON CITY, NY. STEPHANIE DERZANOVICH’s Central Registration Depository (CRD) number is 6644144 and the FINRA Profile can be found at –


    • Event Date: 4/30/2013
    • Disclosure Type: Financial
    • Disclosure Resolution: Final
    • Disclosure Detail :: Type: Compromise
    • Disposition: Satisfied/Released
    • Broker Comment: This event occurred as a result of my divorce, I thought my ex husband was paying this and he was not. When I realized he wasn’t I contacted creditors to take care of what was owed and this is the arrangement they provided me with.
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Should I file a FINRA complaint against brokers like STEPHANIE ANN DERZANOVICH?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by STEPHANIE ANN DERZANOVICH’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About STEPHANIE ANN DERZANOVICH

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Where can I find more details about STEPHANIE DERZANOVICH's Investment Firm?

Visit to read a detailed report for WELLS FARGO CLEARING SERVICES, LLC

Are there any disclosures, allegations or complaints filed against STEPHANIE ANN DERZANOVICH?

Yes. There are disclosures, allegations, or complaints filed against STEPHANIE ANN DERZANOVICH. Click here to view all details

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Is it safe to do business with STEPHANIE ANN DERZANOVICH?

We’re not sure. Please research STEPHANIE DERZANOVICH’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 9:42 pm

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