Stefan Scott Hatfield at STIFEL, NICOLAUS & COMPANY, INCORPORATED – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6985306
Stefan Scott Hatfield is an Investment Adviser, associated with STIFEL, NICOLAUS & COMPANY, INCORPORATED located at NEW YORK, NY. Stefan Hatfield’s Central Registration Depository (CRD) number is 6985306 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for Stefan Hatfield

    • Event Date: 4/11/2012
    • Disclosure Type: Criminal
    • Resolution: Final Disposition
    • Criminal Charges :: Charges: Theft of Property
    • Disposition: Dismissed

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Should I file a FINRA complaint against brokers like Stefan Scott Hatfield?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by Stefan Scott Hatfield’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About Stefan Scott Hatfield

What is Stefan Hatfield's Central Registration Depository (CRD) Number?

6985306

Which firm is Stefan Scott Hatfield associated with?

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Where is Stefan Hatfield located?

787 7TH AVENUE, NEW YORK, NY, 10019

Where can I find more details about Stefan Hatfield's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/793 to read a detailed report for STIFEL, NICOLAUS & COMPANY, INCORPORATED

Are there any disclosures, allegations or complaints filed against Stefan Scott Hatfield?

Yes. There are disclosures, allegations, or complaints filed against Stefan Scott Hatfield. Click here to view all details

Where can I download a detailed FINRA report for Stefan Hatfield?

Click here to download a detailed FINRA report for Stefan Hatfield

Is it safe to do business with Stefan Scott Hatfield?

We’re not sure. Please research Stefan Hatfield’s disclosures, allegations and complaints before taking a decision

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Originally posted on November 17, 2022 @ 9:04 pm

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