SHEILA MARIE EVANS at CETERA ADVISORS LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 4647309
SHEILA MARIE EVANS is an Investment Adviser, associated with CETERA ADVISORS LLC located at TEMPE, AZ. SHEILA EVANS’s Central Registration Depository (CRD) number is 4647309 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for SHEILA EVANS

    • Event Date: 3/7/2020
    • Disclosure Type: Judgment / Lien
    • Resolution:
    • Judgment/Lien Amount: $2,270.10
    • Judgment/Lien Type: Tax

Disclosure #2 for SHEILA EVANS

      • Event Date: 5/28/2014
      • Disclosure Type: Financial
      • Resolution: Final
      • Type: Compromise
      • Disposition: Discharged
      • Broker Comment: After lease ended, payments were still being charged after the car was turned in. Settled with Honda for 25% of balance on 6/13/2014.


Should I file a FINRA complaint against brokers like SHEILA MARIE EVANS?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

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Update - 2022.11.15If you have suffered investment losses that may have been caused by SHEILA MARIE EVANS’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About SHEILA MARIE EVANS

What is SHEILA EVANS's Central Registration Depository (CRD) Number?

4647309

Which firm is SHEILA MARIE EVANS associated with?

CETERA ADVISORS LLC

Where is SHEILA EVANS located?

960 W ELLIOT RD #213, TEMPE, AZ, 85284

Where can I find more details about SHEILA EVANS's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/10299 to read a detailed report for CETERA ADVISORS LLC

Are there any disclosures, allegations or complaints filed against SHEILA MARIE EVANS?

Yes. There are disclosures, allegations, or complaints filed against SHEILA MARIE EVANS. Click here to view all details

Where can I download a detailed FINRA report for SHEILA EVANS?

Click here to download a detailed FINRA report for SHEILA EVANS

Is it safe to do business with SHEILA MARIE EVANS?

We’re not sure. Please research SHEILA EVANS’s disclosures, allegations and complaints before taking a decision


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