RedFlag, Allegation and/or Complaint against SHEILA LOUISE SCOTT
Disclosure #1 for SHEILA SCOTT
- Event Date: 6/23/2016
- Disclosure Type: Financial
- Disclosure Resolution: Final
- Disclosure Detail :: Type: Bankruptcy
- Disposition: Discharged
- Broker Comment: I have struggled for years after my divorce as a single mother of three children trying to maintain a mortgage and providing for their needs. It finally came to a point that I needed to make a fresh start for the future of my children and myself. This was one of the hardest decisions I had to make.
Should I file a FINRA complaint against brokers like SHEILA LOUISE SCOTT?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 9:13 pm