RedFlag, Allegation and/or Complaint against SHAWN DANIEL REAGAN
Disclosure #1 for SHAWN REAGAN
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- Event Date: 1/16/1992
- Disclosure Type: Criminal
- Disclosure Resolution: Final Disposition
- iaCtgryType: 20
- Disclosure Detail :: Criminal Charges :: Charges: PETTY THEFT. ($20.00) TWENTY DOLLARS. I BELIEVE $18.T. MISDEMEANOR
- Charge Type: MISDEMEANOR
- Disposition: MISDEMEANOR. $85.00 COURT COST. PROBATION 6 MONTHS. RESTITUTION 15 HRS COMMUNITY SERVICE
- Broker Comment: ON 10-18-91 I USED A CREDIT CARD THAT WAS STOLEN. I DID NOT STEAL IT NOR WAS I PRESENT WHEN IT WAS STOLEN. I DID USE IT TO PUT GAS IN MY CAR. A MONTH LATER THE INDIVIDUAL WHO STOLE THE CREDIT CARDS WAS ARRESTED FOR MAKING EXCESSIVE PURCHASES ON THE CREDIT CARDS. FOLLOWING HIS ARREST, I WENT TO THE POLICE STATION AND INFORMED THEM THAT I HAD ALSO MADE A PURCHASE (THE GAS) THE NIGHT THE CARDS WERE STOLEN. I WAS CHARGED WITH PETTY THEFT AND ADJUDICATION WAS WITHHELD AFTER PLEADING NO CONTEST.
Should I file a FINRA complaint against brokers like SHAWN DANIEL REAGAN?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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Originally reported on November 17, 2022 @ 9:08 pm
