Sharon Lynn Cooper at MM ASCEND LIFE INVESTOR SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 7240346
Sharon Lynn Cooper is an Investment Adviser, associated with MM ASCEND LIFE INVESTOR SERVICES, LLC located at CINCINNATI, OH. Sharon Cooper’s Central Registration Depository (CRD) number is 7240346 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for Sharon Cooper

    • Event Date: 12/28/2018
    • Disclosure Type: Financial
    • Resolution: Final
    • Type: Bankruptcy
    • Disposition: Discharged
    • Broker Comment: This Chapter 7 bankruptcy was originally filed as a Chapter 13 as a result of my horse boarding business becoming unsustainable due to rise in expenses for hey, grain, and bedding resulting in loss of customers. On 1/18/19 I entered into a monthly payment plan for my debts but I had to convert to Chapter 13 on 7/13/20 due to divorce. Name changed back to maiden name of Sharon Gilpin in Common Pleas Court of Warren County Ohio divorce case 20DR042195 resolved 11/12/2020.
See also  MANUEL DEVEROZON DORTCH at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)


Should I file a FINRA complaint against brokers like Sharon Lynn Cooper?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by Sharon Lynn Cooper’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

See also  Sydney Kristina Contorno at SECU BROKERAGE SERVICES - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

 
BrokerAudit.com helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.


Frequently Asked Questions About Sharon Lynn Cooper

What is Sharon Cooper's Central Registration Depository (CRD) Number?

7240346

Which firm is Sharon Lynn Cooper associated with?

MM ASCEND LIFE INVESTOR SERVICES, LLC

Where is Sharon Cooper located?

GREAT AMERICAN INSURANCE TOWER – 14-N, CINCINNATI, OH, 45202

Where can I find more details about Sharon Cooper's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/36451 to read a detailed report for MM ASCEND LIFE INVESTOR SERVICES, LLC

Are there any disclosures, allegations or complaints filed against Sharon Lynn Cooper?

Yes. There are disclosures, allegations, or complaints filed against Sharon Lynn Cooper. Click here to view all details

Where can I download a detailed FINRA report for Sharon Cooper?

Click here to download a detailed FINRA report for Sharon Cooper

Is it safe to do business with Sharon Lynn Cooper?

We’re not sure. Please research Sharon Cooper’s disclosures, allegations and complaints before taking a decision

See also  NELSA ANGELA BUTLER at PFS INVESTMENTS INC. - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)


Report Inaccuracy
Disclaimer

All information displayed on this page is publicly available information under SEC guidelines, in compliance with 5 U.S.C. § 552 (Freedom of Information Act) and 5 U.S.C. § 552a (the Privacy Act) and is published unmodified, as provided by FINRA. BrokerAudit.com does not modify the data and makes no claims regarding its accuracy, nor will entertain any request to remove any entry. The inclusion of a person or entity in the BrokerAudit Database is not intended to suggest or imply that they have engaged in illegal or improper conduct related to FINRA. BrokerAudit.com intends to offer a platform where suspicious activities can be shared and discussed in a secure environment.



 

Share your experience with this broker

Leave a reply

Broker Audit
Logo
Register New Account