SHANOOR S KALYAN at WELLS FARGO CLEARING SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6023294
SHANOOR S KALYAN is an Investment Adviser, associated with WELLS FARGO CLEARING SERVICES, LLC located at WOODINVILLE, WA. SHANOOR KALYAN’s Central Registration Depository (CRD) number is 6023294 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for SHANOOR KALYAN

    • Event Date: 12/28/2002
    • Disclosure Type: Criminal
    • Resolution: Final Disposition
    • Criminal Charges :: Charges: MINOR FREQUENTING OFF-LIMITS AREA- MISREPRESENTATION OF AGE
    • Disposition: Dismissed
    • Broker Comment: AT THE AGE OF 20 YEARS OLD I WAS CHARGED FOR BEING UNDER AGE IN A OFF-LIMITS AREA (BAR/RESTAURANT). I COMPLETED ALL OF THE REQUIRMENTS THAT WERE IMPOSED BY THE COURTS AND THE FINAL OUTCOMB WAS DISMISSED/.
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Should I file a FINRA complaint against brokers like SHANOOR S KALYAN?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by SHANOOR S KALYAN’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About SHANOOR S KALYAN

What is SHANOOR KALYAN's Central Registration Depository (CRD) Number?

6023294

Which firm is SHANOOR S KALYAN associated with?

WELLS FARGO CLEARING SERVICES, LLC

Where is SHANOOR KALYAN located?

13505 NE 175TH ST, WOODINVILLE, WA, 98072

Where can I find more details about SHANOOR KALYAN's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/19616 to read a detailed report for WELLS FARGO CLEARING SERVICES, LLC

Are there any disclosures, allegations or complaints filed against SHANOOR S KALYAN?

Yes. There are disclosures, allegations, or complaints filed against SHANOOR S KALYAN. Click here to view all details

Where can I download a detailed FINRA report for SHANOOR KALYAN?

Click here to download a detailed FINRA report for SHANOOR KALYAN

Is it safe to do business with SHANOOR S KALYAN?

We’re not sure. Please research SHANOOR KALYAN’s disclosures, allegations and complaints before taking a decision

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Originally posted on November 17, 2022 @ 9:02 pm

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