RedFlag, Allegation and/or Complaint against SHANE LEON KOLLIN
Disclosure #1 for SHANE KOLLIN
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- Event Date: 6/15/2007
- Disclosure Type: Criminal
- Disclosure Resolution: Final Disposition
- Disclosure Detail :: Criminal Charges :: Charges: INJURY BY INTOXICATE, USE OF VEHICLE 2 COUNTS FELONY NOT GUILTY N/A; INJURY BY USE OF VEHICLE PAC 2 COUNTS FELONY NOT GUILTY N/A
- Charge Type: FELONY
- Disposition: COUNT 1 REDUCE TO MISD (A)CONVICTED (B)11/6/08 (C)JAIL (D)30 DAYS (E)11-6-08 (F)$831.00 (G)11/6/08; COUNT 3 REDUCE TO MISD (A)CONVICTED (B)11/6/08 (C)PROBATION,LOSS OF LICENSE (D)1YR,18 MONTHS (E)11-6-08 (F)$831.00 (G)11/6/08; COUNT 4 & 6 (A)DISMISSED (B)11/6/08 (C)N/A (D)N/A (E)N/A (F)N/A (G)N/A
- Broker Comment: FELONY CHARGES WERE DISMISSED. I WAIVED MY RIGHT TO A JURY TRIAL IN EXCHANGE FOR NO-CONTEST PLEA FOR THE THREE MISDEMEANORS ABOVE. THIS WAS IN AN EFFORT TO PROTECT MY ABILITY TO CONTINUE MY CAREER.
Should I file a FINRA complaint against brokers like SHANE LEON KOLLIN?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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