SETH THOMAS KOESTLER at WELLS FARGO CLEARING SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6801843
SETH THOMAS KOESTLER is an Investment Adviser, associated with WELLS FARGO CLEARING SERVICES, LLC located at MINNETONKA, MN. SETH KOESTLER’s Central Registration Depository (CRD) number is 6801843 and the FINRA Profile can be found at –

Disclosure #1 for SETH KOESTLER

    • Event Date: 5/8/2008
    • Disclosure Type: Criminal
    • Resolution: Final Disposition
    • Criminal Charges :: Charges: Felony – Aiding and Abetting Criminal Damage to Property in the first degree
    • Disposition: Amended
    • Amended Charges: Felony amended (reduced to) Gross Misdemeanor aiding and abetting criminal damage to property in the third degree
    • Amended Charge Type: MISDEMEANOR
    • Amended Charge Disposition: Convicted Charges: Misdemeanor – underage consumption of alcohol
    • Disposition: Dismissed

Should I file a FINRA complaint against brokers like SETH THOMAS KOESTLER?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by SETH THOMAS KOESTLER’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today! helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.

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Visit to read a detailed report for WELLS FARGO CLEARING SERVICES, LLC

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Yes. There are disclosures, allegations, or complaints filed against SETH THOMAS KOESTLER. Click here to view all details

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