SERGIO SALAZAR at WELLS FARGO CLEARING SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 5551892
SERGIO SALAZAR is an Investment Adviser, associated with WELLS FARGO CLEARING SERVICES, LLC located at HOUSTON, TX. SERGIO SALAZAR’s Central Registration Depository (CRD) number is 5551892 and the FINRA Profile can be found at –

Disclosure #1 for SERGIO SALAZAR

    • Event Date: 3/30/2022
    • Disclosure Type: Judgment / Lien
    • Disclosure Resolution:
    • Disclosure Detail :: Judgment/Lien Amount: $2,917.47
    • Judgment/Lien Type: Civil

Should I file a FINRA complaint against brokers like SERGIO SALAZAR?

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Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by SERGIO SALAZAR’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About SERGIO SALAZAR

What is SERGIO SALAZAR's Central Registration Depository (CRD) Number?


Which firm is SERGIO SALAZAR associated with?


Where is SERGIO SALAZAR located?

14600 KATY FWY, HOUSTON, TX, 77079

Where can I find more details about SERGIO SALAZAR's Investment Firm?

Visit to read a detailed report for WELLS FARGO CLEARING SERVICES, LLC

Are there any disclosures, allegations or complaints filed against SERGIO SALAZAR?

Yes. There are disclosures, allegations, or complaints filed against SERGIO SALAZAR. Click here to view all details

Where can I download a detailed FINRA report for SERGIO SALAZAR?

Click here to download a detailed FINRA report for SERGIO SALAZAR

Is it safe to do business with SERGIO SALAZAR?

We’re not sure. Please research SERGIO SALAZAR’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 9:39 pm

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