SEAN MICHAEL STONEBACK at EQUITABLE ADVISORS, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 4978553
SEAN MICHAEL STONEBACK is an Investment Adviser, associated with EQUITABLE ADVISORS, LLC located at CHERRY HILL, NJ. SEAN STONEBACK’s Central Registration Depository (CRD) number is 4978553 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for SEAN STONEBACK

    • Event Date: 5/27/2014
    • Disclosure Type: Customer Dispute
    • Resolution: Settled
    • Allegations: CLIENT ALLEGES THAT HE WAS NOT INFORMED OF THE FEES AND CHARGES ASSOCIATED WITH A 2014 VARIABLE LIFE POLICY. CLIENT IS REQUESTING AN INVESTIGATION OF THIS MATTER. DAMAGES UNSPECIFIED.
    • Settlement Amount: $9,459.78
    • Arbitration Docket Number:
    • Broker Comment: THE FIRM AGREED TO MAKE A ONE-TIME SPECIAL DEPOSIT TO THE 2014 VARIABLE LIFE POLICY. LOSS TO FIRM: $9,459.78. RR STONEBACK’S ERRORS AND OMISSION CARRIER DID NOT CONTRIBUTE TO THE SETTLEMENT.
See also  NANCY LEIGH KORNBLUM at COMMONWEALTH FINANCIAL NETWORK - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)


Should I file a FINRA complaint against brokers like SEAN MICHAEL STONEBACK?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by SEAN MICHAEL STONEBACK’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

See also  WILLIAM HENRY SHELOR at TRUSTMONT FINANCIAL GROUP, INC. - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

 
BrokerAudit.com helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. Our database reports whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds, and more), offer investment advice, or both. We provide you with a snapshot of a broker’s employment history, regulatory actions, investment-related licensing information, arbitrations, and complaints, and allow users to share their experiences and reviews with these brokers and brokerage firms.


Frequently Asked Questions About SEAN MICHAEL STONEBACK

What is SEAN STONEBACK's Central Registration Depository (CRD) Number?

4978553

Which firm is SEAN MICHAEL STONEBACK associated with?

EQUITABLE ADVISORS, LLC

Where is SEAN STONEBACK located?

210 LAKE DRIVE EAST, CHERRY HILL, NJ, 8002

Where can I find more details about SEAN STONEBACK's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/6627 to read a detailed report for EQUITABLE ADVISORS, LLC

Are there any disclosures, allegations or complaints filed against SEAN MICHAEL STONEBACK?

Yes. There are disclosures, allegations, or complaints filed against SEAN MICHAEL STONEBACK. Click here to view all details

Where can I download a detailed FINRA report for SEAN STONEBACK?

Click here to download a detailed FINRA report for SEAN STONEBACK

Is it safe to do business with SEAN MICHAEL STONEBACK?

We’re not sure. Please research SEAN STONEBACK’s disclosures, allegations and complaints before taking a decision

See also  JON DAVID MITCHELL at FIDELITY BROKERAGE SERVICES LLC - View Complaints, Disclosures, Scams and Audit Report (Updated 2023)


Report Inaccuracy
Disclaimer

All information displayed on this page is publicly available information under SEC guidelines, in compliance with 5 U.S.C. § 552 (Freedom of Information Act) and 5 U.S.C. § 552a (the Privacy Act) and is published unmodified, as provided by FINRA. BrokerAudit.com does not modify the data and makes no claims regarding its accuracy, nor will entertain any request to remove any entry. The inclusion of a person or entity in the BrokerAudit Database is not intended to suggest or imply that they have engaged in illegal or improper conduct related to FINRA. BrokerAudit.com intends to offer a platform where suspicious activities can be shared and discussed in a secure environment.



 

Share your experience with this broker

Leave a reply

Broker Audit
Logo
Register New Account