SCOTT F SMALLEY at PFS INVESTMENTS INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6075484
SCOTT F SMALLEY is an Investment Adviser, associated with PFS INVESTMENTS INC. located at MIDLOTHIAN, VA. SCOTT SMALLEY’s Central Registration Depository (CRD) number is 6075484 and the FINRA Profile can be found at –

Disclosure #1 for SCOTT SMALLEY

    • Event Date: 6/10/2008
    • Disclosure Type: Criminal
    • Resolution: Final Disposition
    • Criminal Charges :: Charges: INDECENT LIBERTIES W/CHILD BY PARENT/ETC
    • Disposition: Reduced
    • Amended Charges: SEXUAL BATTERY BY FORCE
    • Amended Charge Type: MISDEMEANOR
    • Disposition: Convicted
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Should I file a FINRA complaint against brokers like SCOTT F SMALLEY?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by SCOTT F SMALLEY’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About SCOTT F SMALLEY

What is SCOTT SMALLEY's Central Registration Depository (CRD) Number?


Which firm is SCOTT F SMALLEY associated with?


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Where can I find more details about SCOTT SMALLEY's Investment Firm?

Visit to read a detailed report for PFS INVESTMENTS INC.

Are there any disclosures, allegations or complaints filed against SCOTT F SMALLEY?

Yes. There are disclosures, allegations, or complaints filed against SCOTT F SMALLEY. Click here to view all details

Where can I download a detailed FINRA report for SCOTT SMALLEY?

Click here to download a detailed FINRA report for SCOTT SMALLEY

Is it safe to do business with SCOTT F SMALLEY?

We’re not sure. Please research SCOTT SMALLEY’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 7:57 pm

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