SCOTT ANTHONY GASSEN at SECURIAN FINANCIAL SERVICES, INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 5248965
SCOTT ANTHONY GASSEN is an Investment Adviser, associated with SECURIAN FINANCIAL SERVICES, INC. located at ST. LOUIS, MO. SCOTT GASSEN’s Central Registration Depository (CRD) number is 5248965 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for SCOTT GASSEN

    • Event Date: 8/20/2000
    • Disclosure Type: Criminal
    • Resolution: Final Disposition
    • Criminal Charges :: Charges: CHARGE: STEALING. 1. 1 COUNT; 2. MISDEMEANOR; 3.PLEA-GUILTY; 4. N/A
    • Charge Type: MISDEMEANOR
    • Disposition: A. CONVICTED; B. 11/17/2000; C. FINE AND COSTS; D. N/A; E. N/A; F. $150; G. 11/17/2000
    • Broker Comment: TOOK A 12 PACK OF BEER FROM A GAS STATION AFTER IT WAS PAST THE LEGAL TIME TO BUY. THE WAS A GAS STATION NEXT TO MY FRATERNITY WHO KNEW ME AND ALLOWED ME TO TAKE BEER WHEN IT WAS PAST THE TIME TO BUY AND PAY THE NEXT DAY. I DIDN’T REALIZE THEY NO LONGER ALLOWED THIS SINCE I HAD MOVED BACK TO ST. LOUIS A FEW MONTHS PRIOR.


Should I file a FINRA complaint against brokers like SCOTT ANTHONY GASSEN?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by SCOTT ANTHONY GASSEN’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About SCOTT ANTHONY GASSEN

What is SCOTT GASSEN's Central Registration Depository (CRD) Number?

5248965

Which firm is SCOTT ANTHONY GASSEN associated with?

SECURIAN FINANCIAL SERVICES, INC.

Where is SCOTT GASSEN located?

5700 OAKLAND AVENUE, ST. LOUIS, MO, 63110

Where can I find more details about SCOTT GASSEN's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/15296 to read a detailed report for SECURIAN FINANCIAL SERVICES, INC.

Are there any disclosures, allegations or complaints filed against SCOTT ANTHONY GASSEN?

Yes. There are disclosures, allegations, or complaints filed against SCOTT ANTHONY GASSEN. Click here to view all details

Where can I download a detailed FINRA report for SCOTT GASSEN?

Click here to download a detailed FINRA report for SCOTT GASSEN

Is it safe to do business with SCOTT ANTHONY GASSEN?

We’re not sure. Please research SCOTT GASSEN’s disclosures, allegations and complaints before taking a decision


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