SAUL ALFONSO CUEVAS at WELLS FARGO CLEARING SERVICES, LLC – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 6805829
SAUL ALFONSO CUEVAS is an Investment Adviser, associated with WELLS FARGO CLEARING SERVICES, LLC located at LOS GATOS, CA. SAUL CUEVAS’s Central Registration Depository (CRD) number is 6805829 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for SAUL CUEVAS

    • Event Date: 9/4/2013
    • Disclosure Type: Financial
    • Disclosure Resolution: Final
    • Disclosure Detail :: Type: Compromise
    • Disposition: Satisfied/Released

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Should I file a FINRA complaint against brokers like SAUL ALFONSO CUEVAS?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by SAUL ALFONSO CUEVAS’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

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Frequently Asked Questions About SAUL ALFONSO CUEVAS

What is SAUL CUEVAS's Central Registration Depository (CRD) Number?

6805829

Which firm is SAUL ALFONSO CUEVAS associated with?

WELLS FARGO CLEARING SERVICES, LLC

Where is SAUL CUEVAS located?

150 N SANTA CRUZ AVE, LOS GATOS, CA, 95030

Where can I find more details about SAUL CUEVAS's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/19616 to read a detailed report for WELLS FARGO CLEARING SERVICES, LLC

Are there any disclosures, allegations or complaints filed against SAUL ALFONSO CUEVAS?

Yes. There are disclosures, allegations, or complaints filed against SAUL ALFONSO CUEVAS. Click here to view all details

Where can I download a detailed FINRA report for SAUL CUEVAS?

Click here to download a detailed FINRA report for SAUL CUEVAS

Is it safe to do business with SAUL ALFONSO CUEVAS?

We’re not sure. Please research SAUL CUEVAS’s disclosures, allegations and complaints before taking a decision

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Originally reported on November 17, 2022 @ 9:43 pm

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