SAMUEL JOSEPH ORTEGA at PFS INVESTMENTS INC. – View Complaints, Disclosures, Scams and Audit Report (Updated 2023)

CRD# 4758573
SAMUEL JOSEPH ORTEGA is an Investment Adviser, associated with PFS INVESTMENTS INC. located at LITCHFIELD PARK, AZ. SAMUEL ORTEGA’s Central Registration Depository (CRD) number is 4758573 and the FINRA Profile can be found at – https://brokercheck.finra.org/individual/summary/5134112.

Disclosure #1 for SAMUEL ORTEGA

    • Event Date: 9/25/2018
    • Disclosure Type: Judgment / Lien
    • Disclosure Resolution:
    • Disclosure Detail :: Judgment/Lien Amount: $2,657.06
    • Judgment/Lien Type: Civil
    • Broker Comment: THE CAPITAL ONE ACCOUNT IN QUESTION WAS OPEN IN MY WIFE, HEATHER ORTEGA’S NAME ONLY. IT WAS NOT UNTIL I RECEIVED NOTIFICATION FROM PFSI ON NOVEMBER 19, 2018 THAT I WAS AWARE MY NAME WAS ATTACHED.


Should I file a FINRA complaint against brokers like SAMUEL JOSEPH ORTEGA?

Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.

Update - 2022.11.15If you have suffered investment losses that may have been caused by SAMUEL JOSEPH ORTEGA’s negligence or fraud, contact a FINRA lawyer today. Most FINRA lawyers work on a contingency fee basis, meaning that you will not be charged for their services unless they successfully collect money for you. Kindly add a comment, or contact us directly if you have any query, or want to be contacted by a FINRA lawyer today!

 
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Frequently Asked Questions About SAMUEL JOSEPH ORTEGA

What is SAMUEL ORTEGA's Central Registration Depository (CRD) Number?

4758573

Which firm is SAMUEL JOSEPH ORTEGA associated with?

PFS INVESTMENTS INC.

Where is SAMUEL ORTEGA located?

114 N OLD LITCHFIELD RD, LITCHFIELD PARK, AZ, 85340

Where can I find more details about SAMUEL ORTEGA's Investment Firm?

Visit https://brokercheck.finra.org/firm/summary/10111 to read a detailed report for PFS INVESTMENTS INC.

Are there any disclosures, allegations or complaints filed against SAMUEL JOSEPH ORTEGA?

Yes. There are disclosures, allegations, or complaints filed against SAMUEL JOSEPH ORTEGA. Click here to view all details

Where can I download a detailed FINRA report for SAMUEL ORTEGA?

Click here to download a detailed FINRA report for SAMUEL ORTEGA

Is it safe to do business with SAMUEL JOSEPH ORTEGA?

We’re not sure. Please research SAMUEL ORTEGA’s disclosures, allegations and complaints before taking a decision


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