RedFlag, Allegation and/or Complaint against RYAN JAMES KOESTER
Disclosure #1 for RYAN KOESTER
- Event Date: 1/28/2010
- Disclosure Type: Customer Dispute
- Disclosure Resolution: Denied
- Disclosure Detail :: Allegations: CLIENT ALLEGES THAT HE \WOULD HAVE NEVER AGREED TO THE SALE\ OF A MUTUAL FUND POSITION IF HIS FA HAD EXPLAINED \THE AMOUNT OF LOSS\ THE SALE WOULD ENTAIL. (4/7/2009)
- Damage Amount Requested: $60,000.00
- Arbitration Docket Number:
- Broker Comment: I DISAGREE WITH THE ALLEGATION.
Should I file a FINRA complaint against brokers like RYAN JAMES KOESTER?
Many investors (presumably, like yourself) are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who lost money in this fashion may actually be entitled to damages. You may suffer significant losses at the hands of your financial advisors’ misconduct, such as if they misrepresented or failed to disclose the risks associated with a particular investment, recommended frequent trades for the sole purpose of generating commissions, or used high-pressure tactics to make a sale. The rules and regulations of securities laws and FINRA policies are complex, and investment loss claims require an extensive understanding of securities arbitration to achieve the best possible results.
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